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moreCorporate Advisor
RSM Malta is a Corporate Advisor duly recognized by the Malta Stock Exchange to act as Corporate Advisor pursuant with the Prospects Rule Book as published and as may be updated by the Malta Stock Exchange from time to time.
In pursuant to section 3.01.09.06 of the Prospects rules dated February 2016, RSM Malta shall ensure to maintain independence, impartiality, objectivity, confidentiality, and ethical standards which ensure identification, mitigation and full disclosure of any conflicts of interests and how such conflicts are managed.
RSM Malta shall ensure quality assurance in respect of its services to client Prospects Companies and shall also ensure to maintain, to the extent allowed, a process by which the Corporate Advisor or its Connected Person may invest or trade in securities issued by their client Prospects Companies and the immediate disclosure of any such investment or trading therein.